With MIFID II requiring the implementation of a robust control framework, it is critical for firms to have the necessary reporting processes in place to ensure the completeness and accuracy of their data.
But with a huge amount of information involved, this can prove time consuming and difficult, with most firms having multiple inaccuracies in their reporting.
With regulators increasingly willing to clamp down on failings and imposing significant fines for both over and under reporting, pressure is growing on firms to ensure their transaction reporting obligations are met fully.
The Key Take-Aways
Ensuring complete and accurate MiFID II transaction reports
Managing data quality issues and ensuring appropriate governance and controls
Proving the integrity of your data with minimal efforts and overheads
And many more...
This Webinar is in Partnership with
SmartStream is a global software and managed services provider that in challenging markets conditions has outpaced its rivals in the financial markets sector, creating an impressive base of more than 1,500 customers. This includes more than 70 of the world’s top 100 banks alongside the world’s leading asset managers, custodians and broker dealers.
At the heart of this success is the ability to react to client, market and regulatory changes through innovative solutions. That is why, even in challenging market conditions, the company continues to invest more than 20% of revenue back into research and development.
The combination of SmartStream’s post-trade processing solutions, together with its unique Data Management Services, creates a real-time and pre-emptive approach to reducing trade failures while also accelerating and automating trade processes.